UT: Securities Officials to Review Questionable Broker Licensesgreenspun.com : LUSENET : Grassroots Information Coordination Center (GICC) : One Thread |
The Utah Division of Securities will soon begin
manually reviewing a backlog of broker-dealer
license applications that were mistakenly approved
through a software glitch in a national computer
database.Salt Lake Tribune
-- spider (spider0@usa.net), April 05, 2001